Digital transformation & cybersecurity provider
Sarbanes-Oxley Act (SOX) compliance audit review
Undisclosed
Grant Thornton team
Technology
Internal controls

We are delighted to have supported a global provider of digital transformation and cybersecurity solutions based in London

 

Our Business Risk team was engaged to perform Sarbanes-Oxley Act (SOX) compliance audit review for the Vietnam operations:

  • Evaluated and tested the adequacy and effectiveness of internal controls against SOX requirements for various processes over IT General Controls
  • Provided an overall evaluation of the review and conducted discussions on the evaluation result with local management and key stakeholders

 

Value added

The Business Risk team was able to help the client build and define controls for the associated risks of the firm, and performed a benchmark against their repository of SOX controls. The team provided the client with a list of identified risk areas and recommendations, centering on segregation of duties as well as authorisation and review controls.

The team worked with the client to outline remediation plans to create timely and suitable resolutions to address the identified issues.